Zhu Jeremy Qinli 4
4 · NICHOLAS FINANCIAL INC · Filed Sep 6, 2019
Insider Transaction Report
Form 4
Zhu Jeremy Qinli
Director
Transactions
- Award
Common Stock
2019-09-04+4,214→ 6,615 total
Holdings
- 600,704(indirect: See Footnote (2))
Common Stock
Footnotes (2)
- [F1]These shares were awarded on 09/04/2019. 2,107 shares vest immediately and 2,107 shares vest in 1 year. The closing price of the issuer's common stock reported on NASDAQ on 09/04/2019 was $9.49.
- [F2]Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P. and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.