Home/Filings/4/0001578005-20-000001
4//SEC Filing

Zhu Jeremy Qinli 4

Accession 0001578005-20-000001

CIK 0001000045other

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 5:33 PM ET

Size

5.9 KB

Accession

0001578005-20-000001

Insider Transaction Report

Form 4
Period: 2020-08-26
Transactions
  • Award

    Common Stock

    2020-08-26+2,4819,096 total
Holdings
  • Common Stock

    (indirect: (2))
    600,704
Footnotes (2)
  • [F1]These shares were awarded on 8/26/2020. 2,481 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 8/26/2020 was $8.06.
  • [F2]Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

Entity typeother

Related Parties

1
  • filerCIK 0001578005

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 5:33 PM ET
Size
5.9 KB