Hacksell Uli 4

4 · Cerecor Inc. · Filed Apr 1, 2019

Form 4

Period: 2016-12-10

Director

Transactions

Purchase
Common Stock
2017-06-09$0.42/sh+10,000$4,200→ 20,000 total
Purchase
Common Stock
2016-12-10$1.07/sh+10,000$10,700→ 10,000 total
Award
Stock Option (Right to Buy)
2019-03-29+1,724→ 1,724 total
Exercise: $5.84From: 2019-03-29Exp: 2019-03-28→ Common Stock (1,724 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $3.71From: 2019-05-15Exp: 2028-05-14→ Common Stock (8,357 underlying)
8,357
Stock Option (Right to Buy)
Exercise: $5.80Exp: 2025-10-31→ Common Stock (16,714 underlying)
16,714
Stock Option (Right to Buy)
Exercise: $3.23From: 2018-12-31Exp: 2028-12-30→ Common Stock (3,095 underlying)
3,095
Stock Option (Right to Buy)
Exercise: $6.13From: 2015-05-20Exp: 2025-04-30→ Common Stock (11,607 underlying)
11,607
Stock Option (Right to Buy)
Exercise: $0.87Exp: 2027-01-25→ Common Stock (100,000 underlying)
100,000
Stock Option (Right to Buy)
Exercise: $3.77Exp: 2026-08-16→ Common Stock (130,000 underlying)
130,000
Stock Option (Right to Buy)
Exercise: $3.35Exp: 2025-12-31→ Common Stock (360,459 underlying)
360,459

Footnotes (6)

[F1]These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.
[F2]The stock options will vest in full on May 15, 2019, subject to the grantee's continued service on such vesting date.
[F3]33,333 of the shares underlying the option vested and became exercisable on the date of grant; 33,333 shares vested and became exercisable on the first anniversary of the date of grant, and 33,334 shares vested and became exercisable on the second anniversary of the date of grant, subject to the Reporting Person's continuous service with the Issuer on each such date.
[F4]32,500 of the shares underlying the option shall vest and become exercisable on August 17, 2017; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter beginning on September 17, 2017, subject to the Reporting Person's continued service with the Issuer on each such date.
[F5]One third of the shares subject to the stock option will vest on January 1, 2017, and the remaining two thirds of the shares subject to the stock option vested in equal monthly installments over the following 24 months.
[F6]The Stock Options vested in three equal installments on November 9, 2016, 2017 and 2018.

Documents

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