4//SEC Filing
Harley Joshua 4
Accession 0001578563-23-000089
CIK 0001753162other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 4:53 PM ET
Size
10.5 KB
Accession
0001578563-23-000089
Insider Transaction Report
Form 4
Harley Joshua
10% Owner
Transactions
- Sale
Common Stock
2023-09-11$5.61/sh−1,205$6,760→ 3,369,802 total - Sale
Common Stock
2023-09-08$5.53/sh−5,900$32,627→ 3,371,007 total - Sale
Common Stock
2023-09-12$5.03/sh−3,381$17,020→ 3,366,421 total
Holdings
- 2,063,032(indirect: See Footnote (5))
Common Stock
Footnotes (5)
- [F1]The reported securities were sold in multiple transactions at prices ranging from $5.51 to $5.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F2]Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.
- [F3]The reported securities were sold in multiple transactions at prices ranging from $5.58 to $5.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F4]The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F5]Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.
Documents
Issuer
Fathom Holdings Inc.
CIK 0001753162
Entity typeother
Related Parties
1- filerCIK 0001817237
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 4:53 PM ET
- Size
- 10.5 KB