Home/Filings/4/0001578563-24-000468
4//SEC Filing

Flanders Scott N 4

Accession 0001578563-24-000468

CIK 0001753162other

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 4:57 PM ET

Size

11.3 KB

Accession

0001578563-24-000468

Insider Transaction Report

Form 4
Period: 2024-11-22
Transactions
  • Purchase

    Common Stock

    2024-11-26$1.95/sh+20,000$38,974864,643 total
  • Purchase

    Common Stock

    2024-11-25$1.85/sh+1,041$1,926844,643 total
  • Purchase

    Common Stock

    2024-11-22$1.84/sh+18,914$34,894843,602 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $8.22Exp: 2032-08-11Common Stock (13,078 underlying)
    13,078
  • Senior Secured Convertible Promissory Note

    Exercise: $4.25From: 2024-09-25Exp: 2026-10-01Common (235,294 underlying)
Footnotes (4)
  • [F1]The reported securities were purchased in multiple transactions ranging in price from $1.81 to $1.85. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.
  • [F2]120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.
  • [F3]The reported securities were purchased in multiple transactions ranging in price from $1.89 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.
  • [F4]The option vested in full on August 12, 2023.

Issuer

Fathom Holdings Inc.

CIK 0001753162

Entity typeother

Related Parties

1
  • filerCIK 0001327337

Filing Metadata

Form type
4
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 4:57 PM ET
Size
11.3 KB