Home/Filings/4/0001578563-25-000088
4//SEC Filing

Seward Gregory W 4

Accession 0001578563-25-000088

CIK 0001462120other

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 8:38 PM ET

Size

19.1 KB

Accession

0001578563-25-000088

Insider Transaction Report

Form 4
Period: 2025-02-14
Seward Gregory W
General Counsel
Transactions
  • Exercise/Conversion

    Voting Common Stock

    2025-02-14+11,949100,317 total
  • Tax Payment

    Voting Common Stock

    2025-02-14$34.92/sh5,311$185,46095,006 total
  • Exercise/Conversion

    Voting Common Stock

    2025-02-14+2,37097,376 total
  • Tax Payment

    Voting Common Stock

    2025-02-14$33.93/sh1,054$35,76296,322 total
  • Exercise/Conversion

    Restricted Stock Units

    2025-02-1411,94935,846 total
    Voting Common Stock (11,949 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-02-142,3704,740 total
    Voting Common Stock (2,370 underlying)
Holdings
  • Restricted Stock Units

    Voting Common Stock (2,000 underlying)
    2,000
  • Restricted Stock Units

    Voting Common Stock (9,264 underlying)
    9,264
  • Restricted Stock Units

    Voting Common Stock (11,016 underlying)
    11,016
  • Employee Stock Option (right to buy)

    Exercise: $14.55Exp: 2025-11-19Voting Common Stock (13,500 underlying)
    13,500
Footnotes (7)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
  • [F2]The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F3]The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F4]The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F5]The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F6]The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F7]The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on each of November 19, 2021 and November 19, 2022.

Issuer

Live Oak Bancshares, Inc.

CIK 0001462120

Entity typeother

Related Parties

1
  • filerCIK 0001656656

Filing Metadata

Form type
4
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 8:38 PM ET
Size
19.1 KB