4//SEC Filing
Newgarden Thomas 4
Accession 0001578735-18-000022
CIK 0001578735other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:41 PM ET
Size
22.7 KB
Accession
0001578735-18-000022
Insider Transaction Report
Form 4
Newgarden Thomas
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value
2018-02-26+2,668→ 7,852 total - Tax Payment
Common Stock, $.01 par value
2018-02-26−1,152→ 6,700 total - Exercise/Conversion
Common Stock, $.01 par value
2018-02-27+2,873→ 9,573 total - Tax Payment
Common Stock, $.01 par value
2018-02-27−1,068→ 8,505 total - Exercise/Conversion
Common Stock, $.01 par value
2018-02-28+2,165→ 10,670 total - Tax Payment
Common Stock, $.01 par value
2018-02-28−820→ 9,850 total - Exercise/Conversion
Restricted Stock Units
2018-02-26−2,668→ 2,669 total→ Common Stock, $.01 par value (2,668 underlying) - Exercise/Conversion
Restricted Stock Units
2018-02-27−2,873→ 0 total→ Common Stock, $.01 par value (2,873 underlying) - Exercise/Conversion
Restricted Stock Units
2018-02-28−2,165→ 4,333 total→ Common Stock, $.01 par value (2,165 underlying) - Award
Restricted Stock Units
2018-02-26+9,924→ 9,924 total→ Common Stock, $.01 par value (9,924 underlying)
Footnotes (11)
- [F1]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016.
- [F10]On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F11]On February 26, 2018, Mr. Newgarden received restricted stock units representing 9,924 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016.
- [F3]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015.
- [F5]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017.
- [F7]Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
- [F8]On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F9]On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
Documents
Issuer
National General Holdings Corp.
CIK 0001578735
Entity typeother
Related Parties
1- filerCIK 0001591561
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 4:41 PM ET
- Size
- 22.7 KB