Karfunkel Barry 4
4 · National General Holdings Corp. · Filed Feb 28, 2019
Insider Transaction Report
Form 4
Karfunkel Barry
DirectorExecutive Vice President
Transactions
- Tax Payment
Common Stock, $.01 par value
2019-02-26−10,380→ 155,567 total - Tax Payment
Common Stock, $.01 par value
2019-02-26−773→ 157,129 total - Tax Payment
Common Stock, $.01 par value
2019-02-28−9,781→ 169,213 total - Exercise/Conversion
Restricted Stock Units
2019-02-26−2,335→ 0 total→ Common Stock, $.01 par value (2,335 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-28−21,865→ 21,867 total→ Common Stock, $.01 par value (21,865 underlying) - Award
Restricted Stock Units
2019-02-26+120,625→ 120,625 total→ Common Stock, $.01 par value (120,625 underlying) - Exercise/Conversion
Common Stock, $.01 par value
2019-02-26+30,554→ 165,947 total - Exercise/Conversion
Common Stock, $.01 par value
2019-02-26+2,335→ 157,902 total - Exercise/Conversion
Common Stock, $.01 par value
2019-02-28+21,865→ 178,994 total - Exercise/Conversion
Restricted Stock Units
2019-02-26−30,554→ 61,108 total→ Common Stock, $.01 par value (30,554 underlying)
Footnotes (11)
- [F1]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F10]On February 28, 2017, Mr. Karfunkel received restricted stock units representing 65,597 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F11]On February 26, 2019, Mr. Karfunkel received restricted stock units representing 120,625 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F3]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2016.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2016.
- [F5]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F7]Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
- [F8]On February 26, 2018, Mr. Karfunkel received restricted stock units representing 91,622 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F9]On February 26, 2016, Mr. Karfunkel received restricted stock units representing 7,002 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.