Home/Filings/4/0001578735-19-000013
4//SEC Filing

Karfunkel Barry 4

Accession 0001578735-19-000013

CIK 0001578735other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 5:07 PM ET

Size

22.7 KB

Accession

0001578735-19-000013

Insider Transaction Report

Form 4
Period: 2019-02-26
Karfunkel Barry
DirectorExecutive Vice President
Transactions
  • Tax Payment

    Common Stock, $.01 par value

    2019-02-2610,380155,567 total
  • Tax Payment

    Common Stock, $.01 par value

    2019-02-26773157,129 total
  • Tax Payment

    Common Stock, $.01 par value

    2019-02-289,781169,213 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-262,3350 total
    Common Stock, $.01 par value (2,335 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-2821,86521,867 total
    Common Stock, $.01 par value (21,865 underlying)
  • Award

    Restricted Stock Units

    2019-02-26+120,625120,625 total
    Common Stock, $.01 par value (120,625 underlying)
  • Exercise/Conversion

    Common Stock, $.01 par value

    2019-02-26+30,554165,947 total
  • Exercise/Conversion

    Common Stock, $.01 par value

    2019-02-26+2,335157,902 total
  • Exercise/Conversion

    Common Stock, $.01 par value

    2019-02-28+21,865178,994 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-2630,55461,108 total
    Common Stock, $.01 par value (30,554 underlying)
Footnotes (11)
  • [F1]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
  • [F10]On February 28, 2017, Mr. Karfunkel received restricted stock units representing 65,597 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
  • [F11]On February 26, 2019, Mr. Karfunkel received restricted stock units representing 120,625 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
  • [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
  • [F3]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2016.
  • [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2016.
  • [F5]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
  • [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
  • [F7]Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
  • [F8]On February 26, 2018, Mr. Karfunkel received restricted stock units representing 91,622 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
  • [F9]On February 26, 2016, Mr. Karfunkel received restricted stock units representing 7,002 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

Issuer

National General Holdings Corp.

CIK 0001578735

Entity typeother

Related Parties

1
  • filerCIK 0001591544

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:07 PM ET
Size
22.7 KB