Karfunkel Robert 4
4 · National General Holdings Corp. · Filed Feb 28, 2019
Insider Transaction Report
Form 4
Karfunkel Robert
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value
2019-02-26+17,584→ 103,655 total - Tax Payment
Common Stock, $.01 par value
2019-02-26−6,690→ 96,965 total - Exercise/Conversion
Common Stock, $.01 par value
2019-02-26+2,335→ 99,300 total - Tax Payment
Common Stock, $.01 par value
2019-02-26−868→ 98,432 total - Exercise/Conversion
Common Stock, $.01 par value
2019-02-28+16,084→ 114,516 total - Tax Payment
Common Stock, $.01 par value
2019-02-28−6,120→ 108,396 total - Exercise/Conversion
Restricted Stock Units
2019-02-26−17,584→ 35,168 total→ Common Stock, $.01 par value (17,584 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-26−2,335→ 0 total→ Common Stock, $.01 par value (2,335 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-28−16,084→ 16,085 total→ Common Stock, $.01 par value (16,084 underlying) - Award
Restricted Stock Units
2019-02-26+99,414→ 99,414 total→ Common Stock, $.01 par value (99,414 underlying)
Footnotes (11)
- [F1]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F10]On February 28, 2017, Mr. Karfunkel received restricted stock units representing 48,253 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F11]On February 26, 2019, Mr. Karfunkel received restricted stock units representing 99,414 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F3]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2016.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2016.
- [F5]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F7]Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
- [F8]On February 26, 2018, Mr. Karfunkel received restricted stock units representing 52,752 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F9]On February 26, 2016, Mr. Karfunkel received restricted stock units representing 7,002 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.