Karfunkel Barry 4
4 · National General Holdings Corp. · Filed Feb 28, 2020
Insider Transaction Report
Form 4
Karfunkel Barry
DirectorExecutive Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value
2020-02-26+30,554→ 199,767 total - Tax Payment
Common Stock, $.01 par value
2020-02-26−10,355→ 189,412 total - Exercise/Conversion
Common Stock, $.01 par value
2020-02-26+40,209→ 229,621 total - Tax Payment
Common Stock, $.01 par value
2020-02-26−17,298→ 212,323 total - Exercise/Conversion
Common Stock, $.01 par value
2020-02-28+21,867→ 234,190 total - Tax Payment
Common Stock, $.01 par value
2020-02-28−10,709→ 223,481 total - Exercise/Conversion
Restricted Stock Units
2020-02-26−30,554→ 30,554 total→ Common Stock, $.01 par value (30,554 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-26−40,209→ 80,416 total→ Common Stock, $.01 par value (40,209 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-28−21,867→ 0 total→ Common Stock, $.01 par value (21,867 underlying)
Footnotes (10)
- [F1]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F10]On February 28, 2017, Mr. Karfunkel received restricted stock units representing 65,597 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F3]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2019.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2019.
- [F5]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F7]Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
- [F8]On February 26, 2018, Mr. Karfunkel received restricted stock units representing 91,622 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F9]On February 26, 2019, Mr. Karfunkel received restricted stock units representing 120,625 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.