Karfunkel Robert 4
4 · National General Holdings Corp. · Filed Feb 28, 2020
Insider Transaction Report
Form 4
Karfunkel Robert
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value
2020-02-26+17,584→ 125,980 total - Tax Payment
Common Stock, $.01 par value
2020-02-26−6,669→ 119,311 total - Exercise/Conversion
Common Stock, $.01 par value
2020-02-26+33,138→ 152,449 total - Tax Payment
Common Stock, $.01 par value
2020-02-26−13,241→ 139,208 total - Exercise/Conversion
Common Stock, $.01 par value
2020-02-28+16,085→ 155,293 total - Tax Payment
Common Stock, $.01 par value
2020-02-28−8,534→ 146,759 total - Exercise/Conversion
Restricted Stock Units
2020-02-26−17,584→ 17,584 total→ Common Stock, $.01 par value (17,584 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-26−33,138→ 66,276 total→ Common Stock, $.01 par value (33,138 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-28−16,085→ 0 total→ Common Stock, $.01 par value (16,085 underlying)
Footnotes (10)
- [F1]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F10]On February 28, 2017, Mr. Karfunkel received restricted stock units representing 48,253 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2018.
- [F3]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2019.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 26, 2019.
- [F5]Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Karfunkel on February 28, 2017.
- [F7]Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
- [F8]On February 26, 2018, Mr. Karfunkel received restricted stock units representing 52,752 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F9]On February 26, 2019, Mr. Karfunkel received restricted stock units representing 99,414 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.