Home/Filings/4/0001578735-21-000015
4//SEC Filing

Weissmann Jeffrey 4

Accession 0001578735-21-000015

CIK 0001578735other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:09 PM ET

Size

18.7 KB

Accession

0001578735-21-000015

Insider Transaction Report

Form 4
Period: 2021-01-04
Weissmann Jeffrey
General Counsel & Secretary
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2021-01-0431,1970 total
    Common Stock, $.01 par value (31,197 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2021-01-04185,8750 total
    Exercise: $10.50From: 2014-06-06Exp: 2023-06-06Common Stock, $.01 par value (185,875 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2021-01-0410,3220 total
    Common Stock, $.01 par value (10,322 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2021-01-0454,4620 total
    Common Stock, $.01 par value (54,462 underlying)
  • Disposition to Issuer

    Common Stock, $.01 par value

    2021-01-0493,3070 total
  • Disposition to Issuer

    Common Stock, $.01 par value

    2021-01-047,3000 total(indirect: By Children)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2021-01-0432,6630 total
    Exercise: $6.53From: 2013-01-27Exp: 2022-01-27Common Stock, $.01 par value (32,663 underlying)
Footnotes (7)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration").
  • [F2]Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (a) the Total Consideration of $34.50 minus the exercise price per share of common stock underlying such option multiplied by (b) the number of shares of common stock underlying each such option, less any applicable withholding taxes.
  • [F3]When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock.
  • [F4]Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes.
  • [F5]On February 26, 2018, Mr. Weissmann received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date.
  • [F6]On February 26, 2019, Mr. Weissmann received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date.
  • [F7]On February 20, 2020, Mr. Weissmann received restricted stock units subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date.

Issuer

National General Holdings Corp.

CIK 0001578735

Entity typeother

Related Parties

1
  • filerCIK 0001591563

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:09 PM ET
Size
18.7 KB