Jason Industries, Inc.·4/A

Feb 10, 5:28 PM ET

Jason Industries, Inc. 4/A

4/A · Jason Industries, Inc. · Filed Feb 10, 2017

Insider Transaction Report

Form 4/AAmended
Period: 2016-09-15
QUINN JEFFRY N
DirectorPresident, CEO and Chairman
Transactions
  • Purchase

    Common Stock

    2016-09-15$2.17/sh+100,700$218,7513,853,398 total(indirect: See footnote)
Holdings
  • Warrants

    (indirect: See footnote)
    Exercise: $12.00From: 2014-08-14Exp: 2019-06-30Common Stock (532,551 underlying)
    532,551
  • Warrants

    (indirect: By Spouse)
    Exercise: $12.00From: 2014-08-14Exp: 2019-06-30Common Stock (26,900 underlying)
    26,900
  • Common Stock

    (indirect: By IRA)
    97,560
  • Common Stock

    (indirect: By Spouse)
    60,373
Footnotes (5)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.24. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  • [F2]Includes 3,800,985 shares held by The Quinn Group, 26,207 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 26,206 shares held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn.
  • [F3]Jeffry N. Quinn maintains control over the securities beneficially owned by the Jeffry N. Quinn Revocable Trust dated July 28, 2000, as amended, The Quinn Group, the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn, and, consequently, Mr. Quinn may be deemed to be the beneficial owner of such securities.
  • [F4]The Reporting Person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F5]Includes 522,551 warrants held by The Quinn Group, 5,000 warrants held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Grace Quinn and 5,000 warrants held by the Jeffry N. Quinn Family Trust uad 8/10/2012 FBO Sarah Quinn.

Documents

1 file
  • 4
    wf-form4a_148676568806473.xml

    FORM 4/A