Bates Anthony John 4

4 · Okta, Inc. · Filed Jun 22, 2026

AI-generated summary of this filing

Updated Jun 22, 2026

Okta (OKTA) Director Anthony Bates Exercises Derivatives, Receives RSUs

What Happened

Anthony Bates, a director of Okta, exercised/converted derivatives that resulted in the acquisition of 4,520 shares (2,487 shares on 2026-06-17 and 2,033 shares on 2026-06-21) and the filing also shows matching derivative dispositions on those dates. He was also granted 2,080 Restricted Stock Units (RSUs) on 2026-06-18. All reported exercises/conversions and the RSU grant list $0 as the price/consideration in the filing.

Key Details

Transaction dates and amounts:
- 2026-06-17: Exercise/conversion (M) — 2,487 shares acquired @ $0; 2,487 shares disposed as derivative @ $0.
- 2026-06-18: Grant/award (A) — 2,080 RSUs @ $0 (each RSU = right to one Class A share).
- 2026-06-21: Exercise/conversion (M) — 2,033 shares acquired @ $0; 2,033 shares disposed as derivative @ $0.
Shares owned after transaction: Not specified in the filing.
Footnotes (summary):
- F1: Each RSU equals the right to one Class A common share.
- F2: Certain RSUs vested in full on June 17, 2026.
- F3: The 2,080 RSUs granted 6/18 vest on the earlier of June 18, 2027 or the date before the next regular annual meeting, subject to continued service.
- F4: Some RSUs followed a schedule where 33-1/3% vested 6/21/2025, with remaining shares vesting in two equal annual installments thereafter.
Timeliness: The filing was dated 2026-06-22 for transactions beginning 2026-06-17; the June 17 transactions appear to have been reported late (file was after the typical 2-business-day Form 4 window).

Context

Transaction codes: "M" = exercise or conversion of a derivative; "A" = grant/award (RSUs). The matching acquire/dispose derivative entries commonly reflect conversion/settlement of derivative awards into underlying shares rather than an open-market sale or purchase.
Interpretation for retail investors: These entries reflect compensation-related vesting/conversion activity (routine for executives/directors) and a new RSU grant — not an open-market purchase indicating personal accumulation. No cash was reported as paid for the exercises/grant in the filing.

Form 4

Period: 2026-06-17

Director

Transactions

Exercise/Conversion
Class A Common Stock
2026-06-17+2,487→ 4,520 total
Exercise/Conversion
Class A Common Stock
2026-06-21+2,033→ 6,553 total
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2026-06-17−2,487→ 0 total
→ Class A Common Stock (2,487 underlying)
Award
Restricted Stock Units
[F1][F3]
2026-06-18+2,080→ 2,080 total
→ Class A Common Stock (2,080 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F4]
2026-06-21−2,033→ 2,033 total
→ Class A Common Stock (2,033 underlying)

Footnotes (4)

[F1]Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
[F2]The RSUs vested in full on June 17, 2026.
[F3]The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
[F4]33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

Signature

/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person|2026-06-22

1 file