Blundell Neil David 4/A
4/A · CAIS Sports, Media & Entertainment Fund · Filed Feb 3, 2026
Research Summary
AI-generated summary of this filing
CAIS Sports, Media & Entertainment Fund CEO Neil Blundell Acquires 30,728 Shares
What Happened
Neil David Blundell, President, CEO and Portfolio Manager of CAIS Sports, Media & Entertainment Fund, was credited with 30,728.1 Class I shares on 2026-01-02 at a reported price of $10.00 per share, for a total value of $307,281. The transaction is reported as an "other acquisition or disposition" (code J) and reflects shares received in connection with a fund reorganization rather than a routine open‑market purchase.
Key Details
- Transaction date and price: 2026-01-02; 30,728.1 shares at $10.00 each (total $307,281).
- Transaction type: Code J — other acquisition (reorganization exchange/conversion of interests).
- Share class: Class I shares (per footnote F1).
- Amendment: This Form 4 amends an earlier filing that estimated the shares; the amendment reports the final number after the Predecessor Fund valuation (see footnote F2).
- Shares owned after transaction: The amendment discloses the final beneficial ownership amount following the reorganization; that total is reported in the amended filing (not included in this excerpt).
- Filing status: Amended Form 4 to correct/replace estimated amounts; no indication here that the filing was delinquent.
Context
This was an acquisition as part of a reorganization/conversion of prior fund interests (per the filing footnotes), so it differs from a discretionary open‑market buy and may not signal the same managerial sentiment as a market purchase. The amendment simply finalizes the previously estimated share count and total.
Insider Transaction Report
- Other
Common Shares of Beneficial Interest
[F1][F2]2026-01-02$10.00/sh+30,728.1$307,281→ 30,728.1 total
Footnotes (2)
- [F1]Reflects common shares of beneficial interest ("Shares") of CAIS Sports, Media and Entertainment Fund (the "Issuer") designated as Class I Shares.
- [F2]The amount disclosed in the original Form 4 for this acquisition (the "Original Form 4") was estimated based on the value of the Reporting Person's interest in the Predecessor Fund (as defined in the Original Form 4) as of December 15, 2025. Due to the timing of the calculation of the value of the assets of the Predecessor Fund for purposes of the Reorganization (as defined in the Original Form 4), the actual number of Shares acquired by the Reporting Person as a result of the Reorganization could not be determined at the time of the original filing. This is an amendment to disclose the final number of Shares acquired and total amount of Shares beneficially owned by the Reporting Person following the definitive calculation of the value of the assets of the Predecessor Fund as of December 31, 2025.