4/A//SEC Filing
LUCAS ENERGY, INC. 4/A
Accession 0001580695-15-000105
$CEINCIK 0001309082operating
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 6:23 PM ET
Size
8.9 KB
Accession
0001580695-15-000105
Insider Transaction Report
Form 4/AAmended
Schnur Anthony Charles
CFO, Secretary and Treasurer
Transactions
- Tax Payment
Common Stock
2013-12-31$0.96/sh−1,692$1,633→ 28,008 total - Award
Common Stock
2013-12-31$0.96/sh+5,182$5,001→ 29,700 total - Purchase
Common Stock
2013-12-11$0.99/sh+2,000$1,980→ 42,000 total(indirect: By IRA)
Footnotes (4)
- [F1]Effective November 1, 2012 (and amended and restated December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due December 31, 2013, which shares were not physically issued until January 16, 2014.
- [F2]Shares forfeited/withheld in lieu of payment of tax liability in connection with the transaction described in footnote 1, above.
- [F3]The Form 4 filed by Mr. Schnur on December 16, 2013 (the "Prior Form 4") incorrectly reported that the 2,000 shares of the Issuer's common stock purchased on December 11, 2013 were held individually by Mr. Schnur, whereas such shares were instead held indirectly by Mr. Schnur through his IRA.
- [F4]The original Form 4 incorrectly reported that Mr. Schnur held 59,461 shares in his IRA as of December 11, 2013, instead of 42,000 shares.
Documents
Issuer
LUCAS ENERGY, INC.
CIK 0001309082
Entity typeoperating
Related Parties
1- filerCIK 0001309082
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 6:23 PM ET
- Size
- 8.9 KB