4//SEC Filing
JAMMIN JAVA CORP. 4
Accession 0001580695-16-000403
CIK 0001334586operating
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:36 PM ET
Size
20.6 KB
Accession
0001580695-16-000403
Insider Transaction Report
Form 4
Tran Anh Tien
DirectorCEO and President
Transactions
- Award
Common Stock
2015-12-16$0.11/sh+236,468$26,011→ 2,325,390 total - Other
Stock Option
2015-06-30−1,333,334→ 3,333,333 totalExercise: $0.46Exp: 2018-09-10→ Common Stock (1,333,334 underlying) - Award
Stock Option
2015-06-30+2,000,000→ 6,666,667 totalExercise: $0.20Exp: 2020-06-30→ Common Stock (2,000,000 underlying) - Other
Stock Option
2016-03-10−2,000,000→ 4,666,667 totalExercise: $0.20Exp: 2020-06-30→ Common Stock (2,000,000 underlying) - Other
Stock Option
2016-03-10+2,000,000→ 6,666,667 totalExercise: $0.12Exp: 2020-06-30→ Common Stock (2,000,000 underlying) - Award
Common Stock
2016-02-01$0.10/sh+174,281$17,428→ 2,499,671 total - Award
Common Stock
2016-03-29$0.10/sh+723,919$72,392→ 3,223,590 total - Other
Stock Option
2015-06-30+1,333,334→ 4,666,667 totalExercise: $0.20Exp: 2018-09-10→ Common Stock (1,333,334 underlying)
Footnotes (8)
- [F1]Shares were issued pursuant to the 2013 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).
- [F2]Shares were issued pursuant to the 2015 Amended and Restated Equity Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d). Includes $50,000 bonus for fiscal 2017.
- [F3]On June 30, 2015, the Board of Directors of the Registrant provided that all 1,333,334 unvested options to purchase shares of the Registrant's common stock granted to the Reporting Person in August 2013 (options to purchase 2 million shares were originally granted, of which 666,666 options had vested), which originally had an exercise price of $0.46 per share, would be re-priced to have an exercise price of $0.195 per share, provided no other terms of the options were changed. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(d).
- [F4]666,667 options vested on September 10, 2015 and 666,667 options vest on September 10, 2016.
- [F5]Granted in consideration for services rendered.
- [F6]The Options vest annually over a three-year period from the grant date.
- [F7]Granted in consideration for services rendered. Granted pursuant to the 2015 Equity Incentive Plan of the Registrant, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
- [F8]On March 10, 2016, the Board of Directors of the Registrant provided that all 2,000,000 options to purchase shares of the Registrant's common stock granted to the Reporting Person in June 2015 (only the originally granted options and not the re-priced options), which originally had an exercise price of $0.195 per share, would be re-priced to have an exercise price of $0.12 per share, provided no other terms of the options were changed. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(d).
Documents
Issuer
JAMMIN JAVA CORP.
CIK 0001334586
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001334586
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:36 PM ET
- Size
- 20.6 KB