Orange Simon 4

4 · Monaker Group, Inc. · Filed Jan 16, 2018

Form 4

Period: 2018-01-12

Director

Transactions

Other
Common Stock
[F2][F1]
2018-01-12+3,020→ 366,520 total(indirect: Through Charcoal Investment Ltd.)
Exercise of In-Money
Common Stock
[F1]
2018-01-15$2.00/sh+100,000$200,000→ 466,520 total(indirect: Through Charcoal Investment Ltd.)
Exercise of In-Money
Common Stock Warrants
[F1]
2018-01-15$2.00/sh−100,000$200,000→ 38,000 total(indirect: Through Charcoal Investment Ltd.)
Exercise: $2.00From: 2017-01-26Exp: 2020-01-25→ Common Stock (100,000 underlying)
Other
Common Stock Warrants
[F3][F1]
2018-01-15$2.10/sh+19,250$40,425→ 106,250 total(indirect: Through Charcoal Investment Ltd.)
Exercise: $2.10From: 2017-08-11Exp: 2022-07-30→ Common Stock (19,250 underlying)

Holdings

Footnotes (3)

[F1]The Reporting Person owns 100% of Charcoal Investment Ltd. and is deemed to beneficially own the securities held by such entity.
[F2]Represents shares of common stock issued to the Charcoal Investment Ltd. pursuant to the anti-dilution provisions of the Common Stock and Warrant Purchase Agreement entered into between the Issuer and the purchasers named therein (including the Charcoal Investment Ltd.) dated July 31, 2017 (the "Purchase Agreement"), as a result of the Issuer issuing shares of common stock below the $2.00 price per share of the securities sold pursuant to the Purchase Agreement.
[F3]Represents warrants to purchase shares of common stock granted by the Issuer as partial liquidated damages for the delay in obtaining an uplisting of the Issuer's common stock to the NASDAQ Capital Market, pursuant to the terms of the Purchase Agreement.

Signature

/s/ Simon Orange|2018-01-16

Documents

1 file