LaVecchia Pat 4

4 · Monaker Group, Inc. · Filed Apr 27, 2018

Form 4

Period: 2018-01-10

Director

Transactions

Other
Common Stock
[F1]
2018-01-10+48→ 52,504 total
Other
Common Stock
[F1]
2018-01-29+4→ 52,508 total
Other
Common Stock
[F1]
2018-03-01+14→ 52,522 total
Other
Common Stock Purchase Warrant
[F3][F2]
2018-02-22+1,460→ 3,460 total
Exercise: $5.09From: 2017-08-11Exp: 2022-07-30→ Common Stock (1,460 underlying)

Footnotes (3)

[F1]Represents shares of common stock issued to the Reporting Person pursuant to the anti-dilution provisions of the Common Stock and Warrant Purchase Agreement entered into between the Issuer and the purchasers named therein dated July 31, 2017 (the "Purchase Agreement"), as a result of the Issuer issuing shares of common stock below the original $5.00 per share of the securities sold pursuant to the Purchase Agreement.
[F2]Represents warrants to purchase shares of common stock granted by the Issuer as partial liquidated damages for the delay, through February 22, 2018, in obtaining an uplisting of the Issuer's common stock to the NASDAQ Capital Market (which occurred on February 22, 2018), pursuant to the terms of the Purchase Agreement.
[F3]Pursuant to the anti-dilution provisions of the Purchase Agreement, the exercise price of all of the un-exercised warrants previously granted to the purchasers and the agent in the offering were automatically reduced to $5.09 per share.

Signature

/s/ Pat LaVecchia|2018-04-26

Documents

1 file