Monaker Group, Inc.·4

Apr 27, 5:01 PM ET

Post Robert John 4

4 · Monaker Group, Inc. · Filed Apr 27, 2018

Insider Transaction Report

Form 4
Period: 2018-01-10
Transactions
  • Other

    Common Stock

    2018-01-29+1125,129 total(indirect: By Trust)
  • Other

    Common Stock

    2018-01-10+11825,118 total(indirect: By Trust)
  • Other

    Common Stock

    2018-03-01+3625,165 total(indirect: By Trust)
  • Other

    Common Stock Purchase Warrant

    2018-02-22+3,6508,650 total(indirect: By Trust)
    Exercise: $5.09From: 2017-08-11Exp: 2022-07-30Common Stock (3,650 underlying)
Footnotes (3)
  • [F1]Represents shares of common stock issued to the Reporting Person pursuant to the anti-dilution provisions of the Common Stock and Warrant Purchase Agreement entered into between the Issuer and the purchasers named therein dated July 31, 2017 (the "Purchase Agreement"), as a result of the Issuer issuing shares of common stock below the original $5.00 per share of the securities sold pursuant to the Purchase Agreement.
  • [F2]Represents warrants to purchase shares of common stock granted by the Issuer as partial liquidated damages for the delay, through February 22, 2018, in obtaining an uplisting of the Issuer's common stock to the NASDAQ Capital Market (which occurred on February 22, 2018), pursuant to the terms of the Purchase Agreement.
  • [F3]Pursuant to the anti-dilution provisions of the Purchase Agreement, the exercise price of all of the un-exercised warrants previously granted to the purchasers and the agent in the offering were automatically reduced to $5.09 per share.

Documents

1 file
  • 4
    post-form4_011018.xmlPrimary

    OWNERSHIP DOCUMENT