4//SEC Filing
Oppenheim Joel Martin 4
Accession 0001580695-18-000261
CIK 0001368637other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 5:34 PM ET
Size
15.7 KB
Accession
0001580695-18-000261
Insider Transaction Report
Form 4
Oppenheim Joel Martin
Director
Transactions
- Exercise/Conversion
Common Stock (Restricted)
2018-04-23$0.10/sh+500,000$50,000→ 5,701,690 total - Purchase
Common Stock (Restricted)
2018-04-23$0.20/sh+83,333$16,667→ 5,785,023 total - Purchase
Common Stock (Restricted)
2018-04-23$0.20/sh+104,167$20,833→ 5,889,190 total - Exercise/Conversion
Warrants
2018-04-23$0.10/sh−500,000$50,000→ 2,830,834 totalExercise: $0.10From: 2017-05-23Exp: 2020-05-23→ Common (500,000 underlying) - Purchase
Warrants
2018-04-23+104,167→ 2,726,667 totalExercise: $0.20From: 2018-04-26Exp: 2020-10-21→ Common (104,167 underlying) - Purchase
Warrants
2018-04-23$0.20/sh+83,337$16,667→ 2,643,330 totalExercise: $0.20From: 2018-04-26Exp: 2020-10-21→ Common (83,337 underlying)
Footnotes (4)
- [F1]The price for the transaction reported on this line was $0.10. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares.
- [F2]Mr. Oppenheim exercised his 500,000 Warrant issuance that were accrued as part of his 2017 compensation package for his service on the Board.
- [F3]Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
- [F4]The Transactions reported were part of a private placement, where by the reporting person was to receive one (1) warrant @ $0.20, exercisable for 2 year for every paid up restricted common shares purchased for their participation.
Documents
Issuer
Petrolia Energy Corp
CIK 0001368637
Entity typeother
Related Parties
1- filerCIK 0001646585
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 5:34 PM ET
- Size
- 15.7 KB