Home/Filings/4/0001580695-18-000466
4//SEC Filing

Oppenheim Joel Martin 4

Accession 0001580695-18-000466

CIK 0001368637other

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 4:31 PM ET

Size

13.2 KB

Accession

0001580695-18-000466

Insider Transaction Report

Form 4
Period: 2018-03-31
Transactions
  • Award

    Warrants

    2018-03-31$0.14/sh+250,000$35,0003,411,667 total
    Exercise: $0.14From: 2018-03-31Exp: 2021-03-31Common (250,000 underlying)
  • Award

    Warrants

    2018-06-30$0.14/sh+250,000$35,0003,911,667 total
    Exercise: $0.14From: 2018-06-30Exp: 2021-06-30Common (250,000 underlying)
  • Award

    Warrants

    2018-03-31$0.10/sh+250,000$25,0003,161,667 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common (250,000 underlying)
  • Award

    Warrants

    2018-06-30$0.10/sh+250,000$25,0003,661,667 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common (250,000 underlying)
Footnotes (3)
  • [F1]Mr. Oppenheim receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period as of January 1, 2019.
  • [F2]Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
  • [F3]The Transactions reported were part of a LOC agreement, where by the reporting person was to receive 250,000 warrants quarterly, exercisable for 3 years. The exercise price of the additional warrants will be based on the average common stock market price over the previous 90 days.

Issuer

Petrolia Energy Corp

CIK 0001368637

Entity typeother

Related Parties

1
  • filerCIK 0001646585

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:31 PM ET
Size
13.2 KB