Petrolia Energy Corp·4

Oct 15, 4:31 PM ET

Oppenheim Joel Martin 4

4 · Petrolia Energy Corp · Filed Oct 15, 2018

Insider Transaction Report

Form 4
Period: 2018-03-31
Transactions
  • Award

    Warrants

    2018-03-31$0.14/sh+250,000$35,0003,411,667 total
    Exercise: $0.14From: 2018-03-31Exp: 2021-03-31Common (250,000 underlying)
  • Award

    Warrants

    2018-06-30$0.14/sh+250,000$35,0003,911,667 total
    Exercise: $0.14From: 2018-06-30Exp: 2021-06-30Common (250,000 underlying)
  • Award

    Warrants

    2018-03-31$0.10/sh+250,000$25,0003,161,667 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common (250,000 underlying)
  • Award

    Warrants

    2018-06-30$0.10/sh+250,000$25,0003,661,667 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common (250,000 underlying)
Footnotes (3)
  • [F1]Mr. Oppenheim receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period as of January 1, 2019.
  • [F2]Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
  • [F3]The Transactions reported were part of a LOC agreement, where by the reporting person was to receive 250,000 warrants quarterly, exercisable for 3 years. The exercise price of the additional warrants will be based on the average common stock market price over the previous 90 days.

Documents

1 file
  • 4
    ownership.xmlPrimary

    OWNERSHIP DOCUMENT