Callicotte Lisa 4

What Happened

• Lisa Callicotte, Chief Financial Officer of U S Global Investors (ticker: GROW), acquired 285 restricted shares on January 30, 2026. The shares were purchased at $3.32 each, for a total cost of approximately $946. The transaction is reported as code J (other acquisition/disposition) and is described in the filing as a restricted stock purchase under the employee stock purchase plan (ESPP).

Key Details

• Transaction date and price: 2026-01-30, 285 shares at $3.32 per share.
• Total value: ~ $946.
• Transaction type/code: Other acquisition (J); footnote F1 indicates a restricted stock purchase under the ESPP.
• Filing date: 2026-02-02 (filed within the required Form 4 window; not marked late).
• Shares owned after the transaction: Not specified in the provided summary (see official Form 4 for full holdings).

Context

• This was a purchase through the company’s employee stock purchase plan (ESPP), a common way executives and employees buy company stock—generally viewed as routine compensation/participation rather than a directional market bet. The filing appears timely; no indications of a sale or option exercise in this report.