U S GLOBAL INVESTORS INC·4

May 1, 12:35 PM ET

Callicotte Lisa 4

4 · U S GLOBAL INVESTORS INC · Filed May 1, 2026

Research Summary

AI-generated summary of this filing

Updated

U S Global Investors (GROW) CFO Lisa Callicotte Buys 359 Shares

What Happened

Lisa Callicotte, Chief Financial Officer of U S Global Investors (ticker: GROW), acquired 359 shares on April 30, 2026. The shares were purchased at $2.63 each for a total transaction value of $944. The Form 4 lists the transaction as code "J" (other acquisition), with a footnote clarifying this was a restricted stock purchase under the company’s employee stock purchase plan (ESPP).

Key Details

  • Transaction date: 2026-04-30; filing date: 2026-05-01 (appears timely).
  • Price per share: $2.63; total value: $944.
  • Transaction code: J (other acquisition); footnote F1: restricted stock purchase under employee stock purchase plan.
  • Shares owned after the transaction: not specified in the provided filing excerpt.
  • Not a 10% owner transaction; no option exercise, gift, or tax-withholding noted.

Context

This was a routine ESPP purchase — common for employees and officers to acquire small amounts of company stock through payroll-deducted plans. While insider purchases can be a positive signal, this is a small, routine purchase and should be weighed with broader insider activity and company fundamentals rather than taken as a standalone indicator.

Insider Transaction Report

Form 4
Period: 2026-04-30
Transactions
  • Other

    Class A Common Stock

    [F1]
    2026-04-30$2.63/sh+359$94437,926 total
Footnotes (1)
  • [F1]Restricted stock purchase under employee stock purchase plan.
Signature
Lisa Callicotte|2026-05-01

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT