U S GLOBAL INVESTORS INC·4

Jul 1, 2:29 PM ET

Callicotte Lisa 4

4 · U S GLOBAL INVESTORS INC · Filed Jul 1, 2026

Research Summary

AI-generated summary of this filing

Updated

U.S. Global Investors (GROW) CFO Lisa Callicotte Buys 303 Shares

What Happened
Lisa Callicotte, CFO of U.S. Global Investors (ticker: GROW), acquired 303 shares on 2026-06-30 at $3.12 per share, for a total value of approximately $945. The transaction is reported as an "other acquisition" (code J) and is footnoted as a restricted stock purchase under the company's employee stock purchase plan.

Key Details

  • Transaction date and price: 2026-06-30, 303 shares at $3.12 each.
  • Total value: ~$945.
  • Filing date: 2026-07-01 (filed timely—Form 4 is due within two business days).
  • Transaction code and note: Code J (other acquisition); F1 — restricted stock purchase under employee stock purchase plan.
  • Shares owned after the transaction: not specified in the available filing.

Context
This was a small-dollar purchase through the company's employee stock purchase plan (restricted shares), a routine way for employees and executives to acquire stock—often through payroll deductions or plan participation. Such purchases are factual indicators of participation but, given the modest size here, may have limited signal for investors on their own.

Insider Transaction Report

Form 4
Period: 2026-06-30
Transactions
  • Other

    Class A Common Stock

    [F1]
    2026-06-30$3.12/sh+303$94538,588 total
Footnotes (1)
  • [F1]Restricted stock purchase under employee stock purchase plan.
Signature
Lisa Callicotte|2026-07-01

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT