U.S. Global Investors (GROW) CFO Lisa Callicotte Buys 328 Shares

What Happened

• Lisa Callicotte, CFO of U.S. Global Investors (ticker: GROW), acquired 328 shares on 2026-09-30 at $2.88 per share, a total cost of approximately $945. The transaction is reported as an "other acquisition" (code J) and is noted as a restricted stock purchase under the company’s employee stock purchase plan.

Key Details

• Transaction date and price: 2026-09-30 at $2.88 per share (total ≈ $945).
• Transaction type: Acquisition under ESPP (footnote F1: restricted stock purchase).
• Shares owned after transaction: not specified in the provided filing.
• Filing date/timeliness: Form 4 filed 2026-10-01; appears timely (Form 4s are typically due within two business days of the transaction).

Context

• This was an ESPP-based purchase of restricted stock, a routine way employees and executives buy company shares (often at a discount or with restrictions). Such purchases are factual disclosures of insider buying but do not, by themselves, explain the insider’s motives.