4//SEC Filing
Beabout J. Steven 4
Accession 0001582945-22-000002
CIK 0001425627other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 4:20 PM ET
Size
15.1 KB
Accession
0001582945-22-000002
Insider Transaction Report
Form 4
SOBR Safe, Inc.SOBR
Beabout J. Steven
Director
Transactions
- Other
Common Stock Warrants
2022-05-18$0.13/sh+117,600$14,700→ 117,600 totalExercise: $4.25From: 2022-05-18Exp: 2027-05-18→ Common Stock (117,600 underlying) - Purchase
Common Stock
2022-05-20$1.06/sh+12,560$13,314→ 271,079 total(indirect: By Trust) - Purchase
Common Stock
2022-05-24$1.11/sh+18,000$19,980→ 289,079 total(indirect: By Trust) - Award
Restricted Stock Units
2022-02-09+25,000→ 80,000 totalExercise: $0.00→ Common Stock (25,000 underlying) - Purchase
Common Stock
2022-05-19$1.25/sh+59,013$73,766→ 258,519 total(indirect: By Trust) - Other
Common Stock
2022-05-18$4.00/sh+58,800$235,200→ 199,506 total(indirect: By Trust)
Footnotes (4)
- [F1]Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
- [F2]The RSUs vest on the earlier to occur of 180 days after the Company uplist to Nasdaq or January 1, 2023.
- [F3]The RSUs don't have an expiration date, but will terminate if Mr. Beabout is not in continuing service with the Issuer at the time of vesting.
- [F4]The RSUs were issued to Mr. Beabout for his services as the chairperson of the Compensation Committee of the Issuer's Board of Directors.
Documents
Issuer
SOBR Safe, Inc.
CIK 0001425627
Entity typeother
Related Parties
1- filerCIK 0001567260
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 4:20 PM ET
- Size
- 15.1 KB