Shoemaker Sandy L 4
4 · SOBR Safe, Inc. · Filed Jun 21, 2022
Insider Transaction Report
Form 4
SOBR Safe, Inc.SOBR
Shoemaker Sandy L
Director
Transactions
- Other
Common Stock Warrants
2022-05-18$0.13/sh+23,530$2,941→ 23,530 totalExercise: $4.25From: 2022-05-18Exp: 2027-05-18→ Common Stock (23,530 underlying) - Award
Stock Options
2021-12-07+25,000→ 25,000 totalExercise: $10.06Exp: 2031-12-07→ Common Stock (25,000 underlying) - Other
Common Stock
2022-05-18$4.00/sh+11,765$47,060→ 11,765 total
Footnotes (4)
- [F1]Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
- [F2]Adjusted for the 1-for-3 reverse stock split of the Issuer's common stock effected April 28, 2022.
- [F3]The stock options vest as to 4,167 shares each quarter for four quarters after the grant date and then as to 2,084 shares each quarter for an additional four quarters.
- [F4]Issued to Mrs. Shoemaker for agreeing to serve on the Issuer's Board of Directors and for agreeing to be the chairperson of the Audit Committee of the Issuer's Board of Directors.