Home/Filings/4/0001583151-14-000004
4//SEC Filing

Last Will & Testament of John Q. Sherman fbo James Louis Sherman 4

Accession 0001583151-14-000004

CIK 0000093456other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 3:46 PM ET

Size

36.6 KB

Accession

0001583151-14-000004

Insider Transaction Report

Form 4
Period: 2014-03-20
Transactions
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,683 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,506 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh800$6,960190,483 total
  • Sale

    Common Stock

    2014-03-21$8.72/sh800$6,976190,512 total
  • Sale

    Common Stock

    2014-03-20$8.97/sh620$5,561191,463 total
  • Sale

    Common Stock

    2014-03-21$8.68/sh980$8,506190,483 total
  • Sale

    Common Stock

    2014-03-20$8.92/sh400$3,568191,683 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,283 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,312 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$9.02/sh400$3,608191,706 total
Holdings
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
Transactions
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,283 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh800$6,960190,483 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,506 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,312 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$9.02/sh400$3,608191,706 total
  • Sale

    Common Stock

    2014-03-20$8.97/sh620$5,561191,463 total
  • Sale

    Common Stock

    2014-03-20$8.92/sh400$3,568191,683 total
  • Sale

    Common Stock

    2014-03-21$8.72/sh800$6,976190,512 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,683 total
  • Sale

    Common Stock

    2014-03-21$8.68/sh980$8,506190,483 total
Holdings
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
Transactions
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,312 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,683 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,283 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh800$6,960190,483 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$8.92/sh400$3,568191,683 total
  • Sale

    Common Stock

    2014-03-20$8.97/sh620$5,561191,463 total
  • Sale

    Common Stock

    2014-03-21$8.72/sh800$6,976190,512 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$9.02/sh400$3,608191,706 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,506 total
  • Sale

    Common Stock

    2014-03-21$8.68/sh980$8,506190,483 total
Holdings
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
Transactions
  • Sale

    Common Stock

    2014-03-21$8.72/sh800$6,976190,512 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$9.02/sh400$3,608191,706 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,506 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh800$6,960190,483 total
  • Sale

    Common Stock

    2014-03-20$8.97/sh620$5,561191,463 total
  • Sale

    Common Stock

    2014-03-21$8.68/sh980$8,506190,483 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,312 total
  • Sale

    Common Stock

    2014-03-20$8.92/sh400$3,568191,683 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,683 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,283 total
Holdings
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
Transactions
  • Sale

    Common Stock

    2014-03-21$8.72/sh800$6,976190,512 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,683 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$9.02/sh400$3,608191,706 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,283 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh800$6,960190,483 total
  • Sale

    Common Stock

    2014-03-21$8.68/sh980$8,506190,483 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,312 total
  • Sale

    Common Stock

    2014-03-20$8.92/sh400$3,568191,683 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,506 total
  • Sale

    Common Stock

    2014-03-20$8.97/sh620$5,561191,463 total
Holdings
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
Transactions
  • Sale

    Common Stock

    2014-03-21$8.72/sh800$6,976190,512 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,312 total
  • Sale

    Common Stock

    2014-03-20$8.92/sh400$3,568191,683 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,683 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,483 total
  • Sale

    Common Stock

    2014-03-20$9.02/sh400$3,608191,706 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh1,200$10,440190,506 total
  • Sale

    Common Stock

    2014-03-20$8.93/sh400$3,572191,283 total
  • Sale

    Common Stock

    2014-03-20$8.97/sh620$5,561191,463 total
  • Sale

    Common Stock

    2014-03-21$8.70/sh800$6,960190,483 total
  • Sale

    Common Stock

    2014-03-21$8.68/sh980$8,506190,483 total
Holdings
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
  • Class A Stock

    83,895
Footnotes (14)
  • [F1]On February 26, 2014, each of the John Q. Sherman Trusts (as defined below) entered into a separate Rule 10b5-1 trading plan. Each sale reported in this Form 4 was effected pursuant to the applicable trust's Rule 10b5-1 trading plan.
  • [F10]These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey.
  • [F11]These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley.
  • [F12]These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg.
  • [F13]These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman.
  • [F14]These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo James Louis Sherman.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.74, inclusive. The applicable reporting person undertakes to provide The Standard Register Company, any security holder of The Standard Register Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes(2), (3), (4), (5), (6) and (7) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.72, inclusive.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.92 to $8.95, inclusive.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.02, inclusive.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.92 to $9.00, inclusive
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.60 to $8.71, inclusive.
  • [F8]These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman, which may be deemed to be a member of a "group" for purposes of Section 13(d) under the Exchange Act with the trust established under the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey, the trust established under the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley, the trust established under the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg, the trust established under the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman, and the trust established under the Last Will and Testament of John Q. Sherman fbo James Louis Sherman. These six trusts are sometimes referred to collectively in this Form 4 as the "John Q. Sherman Trusts".
  • [F9]These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman.

Issuer

STANDARD REGISTER CO

CIK 0000093456

Entity typeother
IncorporatedOH

Related Parties

1
  • filerCIK 0001583084

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 3:46 PM ET
Size
36.6 KB