CVRx, Inc.·4

Jun 3, 6:06 PM ET

Jain Mudit K. 4

4 · CVRx, Inc. · Filed Jun 3, 2026

Research Summary

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CVRx Director Mudit K. Jain Receives Stock Award

What Happened
Mudit K. Jain, a director of CVRx, Inc. (CVRX), received two equity awards on June 1, 2026 totaling 19,902 shares: an 8,720-share award and an 11,182-share derivative award. Both were reported as grants (transaction code A) at $0.00 per share (no cash paid). The awards vest on the earlier of June 1, 2027 or the issuer’s 2027 annual meeting of stockholders.

Key Details

  • Transaction date: 2026-06-01; Form 4 filed 2026-06-03 (filed timely within the two-business-day window).
  • Shares granted: 8,720 shares (direct) + 11,182 derivative shares = 19,902 total. Price per share: $0.00.
  • Vesting: Earlier of June 1, 2027 or the 2027 annual meeting (footnote F1).
  • Ownership/holding: The 11,182 derivative shares are held directly by Treo Ventures I, L.P.; Jain is general partner of Treo and shares voting and dispositive power but disclaims beneficial ownership except for any pecuniary interest (footnote F2).
  • No 10b5-1 plan, tax withholding, cashless exercise, or late-filing flags were indicated in the supplied excerpt.

Context
These entries are grants/awards (acquisitions) rather than open-market purchases or sales—they represent compensation or incentive equity and typically vest in the future, so they do not reflect immediate selling or buying in the market. The derivative award is held by an affiliated investment vehicle (Treo); the filing clarifies the director’s role as general partner and limits claimed beneficial ownership to pecuniary interest.

Insider Transaction Report

Form 4
Period: 2026-06-01
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-01+8,72014,370 total
  • Award

    Stock Option (right to buy)

    [F1]
    2026-06-01+11,18211,182 total
    Exercise: $5.43Exp: 2036-06-01Common Stock (11,182 underlying)
Holdings
  • Common Stock

    [F2]
    (indirect: See footnote)
    980,183
Footnotes (2)
  • [F1]Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.
  • [F2]These shares are held directly by Treo Ventures I, L.P ("Treo"). The Reporting Person is the General Partner of Treo and shares voting and dispositive power over the shares held by Treo. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
Signature
/s/ Amy C. Seidel, Attorney-in-Fact|2026-06-03

Documents

1 file
  • 4
    form4-06032026_100618.xmlPrimary