Hewlett Packard Enterprise Co·4

Jul 22, 4:27 PM ET

Karros Kirt P 4

4 · Hewlett Packard Enterprise Co · Filed Jul 22, 2026

Research Summary

AI-generated summary of this filing

Updated

HPE SVP Karros Kirt Sells Shares After Exercising Options

What Happened

  • Karros Kirt (SVP, Treasurer, Corporate Development) exercised 40,282 shares on 2026-07-20 (code M) at an exercise price of $44.56/share, representing $1.79M in underlying value. To cover tax liabilities 16,607 shares were surrendered/withheld (code F) at the same $44.56 price ($740,008). On 2026-07-22 he sold 23,675 shares in an open-market transaction (code S) at $47.02/share for ~$1.11M. The sale was reported as occurring under a trading plan adopted 03/23/26.

Key Details

  • Transaction dates and amounts:
    • 2026-07-20: Exercise/conversion — 40,282 shares at $44.56 (Acquired) — $1,794,966.
    • 2026-07-20: Tax withholding — 16,607 shares at $44.56 (Disposed) — $740,008.
    • 2026-07-22: Open-market sale — 23,675 shares at $47.02 (Disposed) — $1,113,199.
  • Several small derivative/RSU-related items were credited on 07/15/26 (dividend-equivalent rights reflecting fractional RSUs from prior grants); these are not full share issuances but adjustments tied to earlier RSU grants (see footnotes F1–F6).
  • Shares owned after the transactions are not listed in the excerpt of the filing provided.
  • Filing timing: Report filed 2026-07-22 for transactions on 07/20/26 — appears to be timely (Form 4 is typically due within two business days).
  • Codes: M = option exercise/conversion, F = payment of exercise price/tax withholding, S = sale, A = award/grant.

Context

  • This sequence is consistent with a cashless-style exercise: options/exercise resulted in 40,282 shares, some shares were surrendered to satisfy tax withholding, and remaining shares were sold under a pre-established trading plan. Dividend-equivalent credits (fractional RSU amounts) were posted separately on 07/15/26 and do not represent an independent market purchase.
  • These are routine insider transactions (exercise + sell) and, absent other information, do not by themselves indicate a change in company outlook.

Insider Transaction Report

Form 4
Period: 2026-07-20
Karros Kirt P
SVP, Treasurer, Corp Dev
Transactions
  • Exercise/Conversion

    Common Stock

    2026-07-20$44.56/sh+40,282$1,794,96640,282 total
  • Tax Payment

    Common Stock

    2026-07-20$44.56/sh16,607$740,00823,675 total
  • Sale

    Common Stock

    2026-07-22$47.02/sh23,675$1,113,1990 total
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-07-15+93.2733,150.685 total
    Common Stock (93.27 underlying)
  • Award

    Restricted Stock Units

    [F1][F3]
    2026-07-15+151.80452,542.915 total
    Common Stock (151.804 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F4]
    2026-07-2040,28280,563 total
    Common Stock (40,282 underlying)
  • Award

    Restricted Stock Units

    [F1][F5]
    2026-07-15+252.0585,058.832 total
    Common Stock (252.05 underlying)
  • Award

    Restricted Stock Units

    [F1][F6]
    2026-07-15+63.42621,156.426 total
    Common Stock (63.426 underlying)
Footnotes (6)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F2]As previously reported, on 12/07/23, the reporting person was granted 93,052 Restricted Stock Units ("RSUs"), 31,017 of which vested on 12/07/24, 31,017 of which vested on 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 93.27 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
  • [F3]As previously reported, on 12/09/24, the reporting person was granted 75,725 RSUs, 25,241 of which vested on 12/09/25, and 25,242 of which will vest on each of 12/09/26 and 12/09/27. The number of derivative securities in column 5 reflects 151.8035 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
  • [F4]As previously reported, on 07/20/25, the reporting person was granted 118,427 RSUs, 39,475 of which vested on 07/20/26, and 39,476 of which will vest on each of 07/20/27 and 07/20/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects RSUs that vested, 807 vested dividend equivalent rights, and a portion of the 356.1247 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26 reflected in column 9.
  • [F5]As previously reported, on 12/08/25, the reporting person was granted 83,822 RSUs, 27,940 of which will vest on 12/08/26, and 27,941 of which will vest on each of 12/08/27 and 12/08/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 252.0497 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
  • [F6]As previously reported, on 06/20/26, the reporting person was granted 21,093 RSUs, 7,031 of which will vest on each of 06/20/27, 06/20/28, and 06/20/29. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 63.4259 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
Signature
Jonathan Sturz as Attorney-in-Fact for Kirt P. Karros|2026-07-22

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES