Home/Filings/4/0001585459-19-000004
4//SEC Filing

CARTER GEORGE W 4

Accession 0001585459-19-000004

CIK 0000767405other

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 8:21 AM ET

Size

7.6 KB

Accession

0001585459-19-000004

Insider Transaction Report

Form 4
Period: 2019-12-26
Transactions
  • Conversion

    COMMON STOCK

    2019-12-26+2,4776,714 total
  • Conversion

    COMMON STOCK

    2019-12-262,5000 total
    Exercise: $0.00COMMON STOCK (2,477 underlying)
Holdings
  • COMMON STOCK

    (indirect: By Spouse)
    946
Footnotes (1)
  • [F1]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093

Issuer

SB FINANCIAL GROUP, INC.

CIK 0000767405

Entity typeother

Related Parties

1
  • filerCIK 0001585459

Filing Metadata

Form type
4
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 8:21 AM ET
Size
7.6 KB