CARTER GEORGE W 4
4 · SB FINANCIAL GROUP, INC. · Filed Dec 31, 2019
Insider Transaction Report
Form 4
CARTER GEORGE W
Director
Transactions
- Conversion
COMMON STOCK
2019-12-26+2,477→ 6,714 total - Conversion
COMMON STOCK
2019-12-26−2,500→ 0 totalExercise: $0.00→ COMMON STOCK (2,477 underlying)
Holdings
- 946(indirect: By Spouse)
COMMON STOCK
Footnotes (1)
- [F1]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093