|4Feb 5, 6:52 PM ET

Farokhzad Omid 4

4 · Seer, Inc. · Filed Feb 5, 2026

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Seer (SEER) CEO Omid Farokhzad Receives RSU and Derivative Awards

What Happened Omid Farokhzad, CEO and Chair (director) of Seer, Inc. (SEER), was granted two awards on February 3, 2026: 697,162 restricted stock units (RSUs) and 512,000 shares reported as a derivative award. Both grants were reported at $0.00 (no cash paid). Together the awards total 1,209,162 shares subject to future vesting and/or exercise rather than immediate transferable shares.

Key Details

  • Transaction date: February 3, 2026; filing date: February 5, 2026 (timely filing).
  • Reported amounts/prices: 697,162 RSUs @ $0.00; 512,000 derivative shares @ $0.00.
  • Shares owned after transaction: not specified in the provided filing excerpt.
  • Footnotes of note:
    • F1: The 697,162 shares are RSUs vesting in 16 equal quarterly installments beginning May 15, 2026.
    • F2: The 512,000 derivative shares are held of record by SAF-BND Trust (the reporting person’s spouse is trustee); the reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.
    • F3: The filing also includes an option-style vesting schedule (1/4 on Feb 3, 2027 and 1/48th monthly thereafter), which appears to apply to derivative/option awards disclosed.
  • Transaction code: “A” (award/grant).

Context These grants are compensation awards that vest over time (RSUs and a derivative/option-style award) and do not represent open‑market purchases or immediate sales. RSUs convert to shares only as they vest; derivative/option awards may require future vesting and/or exercise. Trust-held shares and the disclaimer in F2 mean record ownership is with a family trust, not direct beneficial ownership for all purposes. For retail investors, such awards are routine executive compensation and not an immediate buy/sell signal.

Insider Transaction Report

Form 4
Period: 2026-02-03
Farokhzad Omid
DirectorCEO AND CHAIR
Transactions
  • Award

    Class A Common Stock

    [F1]
    2026-02-03+697,1623,373,449 total
  • Award

    Employee Stock Option (right to buy)

    [F3]
    2026-02-03+512,000512,000 total
    Exercise: $1.79Exp: 2036-02-03Class A Common Stock (512,000 underlying)
Holdings
  • Class A Common Stock

    [F2]
    (indirect: See footnote)
    2,117,138
Footnotes (3)
  • [F1]The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 15, 2026.
  • [F2]The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F3]One-fourth of the shares subject to the option vest on February 3, 2027 and 1/48th of the shares vest monthly thereafter.
Signature
/s/ David Horn, by power of attorney|2026-02-05

Documents

1 file
  • 4
    form4-02052026_110217.xmlPrimary