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3//SEC Filing

Hot Mamas Foods, Inc. 3

Accession 0001587875-13-000001

CIK 0001339256operating

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 5:05 PM ET

Size

9.4 KB

Accession

0001587875-13-000001

Insider Transaction Report

Form 3
Period: 2013-09-24
Ward Joseph
DirectorChief Operating Officer
Holdings
  • Common Stock

    215,610
  • Series A Convertible Preferred Stock

    Exercise: $3.77Common Stock (118,375 underlying)
  • Series F Common Stock Purchase Warrant

    Exercise: $13.65Exp: 2018-08-11Common Stock (24,421 underlying)
  • Series E Common Stock Purchase Warrant

    Exercise: $13.65Exp: 2018-03-28Common Stock (48,441 underlying)
  • Series G Common Stock Purchase Warrant

    Exercise: $15.60Exp: 2018-08-11Common Stock (8,141 underlying)
  • Series H Common Stock Purchase Warrant

    Exercise: $17.55Exp: 2018-08-11Common Stock (8,141 underlying)
Footnotes (2)
  • [F1]These warrants were issued pursuant to an agreement of merger entered into as of July 26, 2013 by and among the Issuer and vest immediately.
  • [F2]Each share of Series A Preferred Stock is convertible at the option of the Holder into that number of shares of Common Stock of the Corporation equal to (a) the Face Value of such share of Series A Preferred Stock, divided by $1,000 face value, (b) a per share price of the Common Stock of $3.7713 per share. The Series A stock is immediately exercisable and has no expiration date.

Issuer

Hot Mamas Foods, Inc.

CIK 0001339256

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001339256

Filing Metadata

Form type
3
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:05 PM ET
Size
9.4 KB