Hot Mamas Foods, Inc. 3
3 · Hot Mamas Foods, Inc. · Filed Oct 3, 2013
Insider Transaction Report
Form 3
Ward Joseph
Chief Operating Officer
Holdings
- 215,610
Common Stock
Series E Common Stock Purchase Warrant
[F1]Exercise: $13.65Exp: 2018-03-28→ Common Stock (48,441 underlying)Series F Common Stock Purchase Warrant
[F1]Exercise: $13.65Exp: 2018-08-11→ Common Stock (24,421 underlying)Series G Common Stock Purchase Warrant
[F1]Exercise: $15.60Exp: 2018-08-11→ Common Stock (8,141 underlying)Series H Common Stock Purchase Warrant
[F1]Exercise: $17.55Exp: 2018-08-11→ Common Stock (8,141 underlying)Series A Convertible Preferred Stock
[F2]Exercise: $3.77→ Common Stock (118,375 underlying)
Footnotes (2)
- [F1]These warrants were issued pursuant to an agreement of merger entered into as of July 26, 2013 by and among the Issuer and vest immediately.
- [F2]Each share of Series A Preferred Stock is convertible at the option of the Holder into that number of shares of Common Stock of the Corporation equal to (a) the Face Value of such share of Series A Preferred Stock, divided by $1,000 face value, (b) a per share price of the Common Stock of $3.7713 per share. The Series A stock is immediately exercisable and has no expiration date.
Signature
/s/ Joseph Ward|2013-10-03