Hot Mamas Foods, Inc. 3
3 · Hot Mamas Foods, Inc. · Filed Oct 2, 2013
Insider Transaction Report
Form 3
MORSE MATTHEW
DirectorChief Executive Officer10% Owner
Holdings
- 18,512,203
Common Stock
Series E Common Stock Purchase Warrant
[F1]Exercise: $13.65Exp: 2018-03-28→ Common Stock (4,195,361 underlying)Series F Common Stock Purchase Warrant
[F1]Exercise: $13.65Exp: 2018-08-11→ Common Stock (2,097,680 underlying)Series G Common Stock Purchase Warrant
[F1]Exercise: $15.60Exp: 2018-08-11→ Common Stock (699,227 underlying)Series H Common Stock Purchase Warrant
[F1]Exercise: $17.55Exp: 2018-08-11→ Common Stock (699,227 underlying)Series A Convertible Preferred Stock
[F2]Exercise: $3.78→ Common Stock (10,168,396 underlying)
Footnotes (2)
- [F1]These warrants were issued pursuant to an agreement of merger entered into as of July 26, 2013 by and among the Issuer and vest immediately.
- [F2]Each share of Series A Preferred Stock is convertible at the option of the Holder into that number of shares of Common Stock of the Corporation equal to (a) the Face Value of such share of Series A Preferred Stock divided by, $1,000 face value, (b) a per share price of the Common Stock of $3.7713 per share. The Series A stock is immediately exercisable and has no expiration date.
Signature
/s/ Matthew Morse|2013-10-02