PEREZ-HICKMAN FERNANDO 5/A
5/A · NewtekOne, Inc. · Filed Jan 24, 2024
Insider Transaction Report
Form 5/AAmended
NewtekOne, Inc.NEWT
PEREZ-HICKMAN FERNANDO
Director
Transactions
- Purchase
Common stock
2023-04-14$13.05/sh+20$261→ 3,846 total - Purchase
Common stock
2023-07-21$17.92/sh+31$556→ 3,846 total - Purchase
Common stock
2023-10-20$13.40/sh+41$549→ 3,846 total
Holdings
- 40,500(indirect: By Trust)
Common stock
Footnotes (3)
- [F1]Shares are held by Feathers Capital Group LLC, a limited liability company which is owned by the Maria del Carmen Escolar Gutierrez 2022 Irrevocable Trust (the "Trust"); the reporting person is a co-trustee of the Trust and the reporting person and his immediate family members are beneficiaries of the Trust.
- [F2]Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
- [F3]The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024.