4//SEC Filing
Zwerdling Jeffrey M. 4
Accession 0001588047-17-000009
CIK 0001527541other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 12:09 PM ET
Size
13.7 KB
Accession
0001588047-17-000009
Insider Transaction Report
Form 4
Zwerdling Jeffrey M.
Director
Transactions
- Award
Common Stock
2017-11-30$11.22/sh+1,136$12,746→ 46,492 total
Holdings
- 4,000(indirect: Held in profit sharing plan)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (2,500 underlying) - 750(indirect: By Spouse)
Common Stock
- 4,000(indirect: By Spouse)
Series D Cumulative Convertible Preferred Stock
Exercise: $16.76→ Common Stock (5,896 underlying) - 10,000
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (6,250 underlying) - 4,800(indirect: Held in profit sharing plan)
Common Stock Warrants
Exercise: $44.00→ Common Stock (600 underlying) - 1,111(indirect: Held in profit sharing plan)
Common Stock
- 12,000
Common Stock Warrants
Exercise: $44.00→ Common Stock (1,500 underlying)
Footnotes (4)
- [F1]Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2017.
- [F2]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 per share upon completion of of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.
- [F3]Each share of Series B Convertible Preferred Stock (the "Series B Stock") became convertible into shares of the Company's common stock at $40.00 per share upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The Series B Stock has no expiration date.
- [F4]Each common stock warrant became exercisable at $44.00 per share upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The common stock warrants expire on April 29, 2019.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001588047
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 12:09 PM ET
- Size
- 13.7 KB