4//SEC Filing
Zwerdling Jeffrey M. 4
Accession 0001588047-18-000004
CIK 0001527541other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 5:11 PM ET
Size
14.9 KB
Accession
0001588047-18-000004
Insider Transaction Report
Form 4
Zwerdling Jeffrey M.
Director
Transactions
- Award
Common Stock
2018-09-06$4.04/sh+3,107$12,552→ 63,341 total
Holdings
- 750(indirect: By Spouse)
Common Stock
- 4,800(indirect: Held in profit sharing plan)
Common Stock Warrants
Exercise: $44.00→ Common Stock (600 underlying) - 1,000
Series D Cumulative Covertible Preferred Stock
Exercise: $16.96→ Common Stock (1,474 underlying) - 4,000(indirect: Held in profit sharing plan)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (2,500 underlying) - 1,111(indirect: Held in profit sharing plan)
Common Stock
- 4,000(indirect: By Spouse)
Series D Cumulative Covertible Preferred Stock
Exercise: $16.96→ Common Stock (5,896 underlying) - 10,000
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (6,250 underlying) - 12,000
Common Stock Warrants
Exercise: $44.00→ Common Stock (1,500 underlying)
Footnotes (4)
- [F1]Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018.
- [F2]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.96 per share upon completion of the Company's September 2016, December 2016 and January 2018 public offerings of Series D Stock. The Series D Stock has no expiration date.
- [F3]Each share of Series B Convertible Preferred Stock (the "Series B Stock") became convertible into shares of the Company's common stock at $40.00 per share upon completion of the Company's April and September 2014 public offerings of Series B Stock and common stock warrants. The Series B Stock has no expiration dates.
- [F4]The common stock warrants became exercisable at $44.00 per share upon completion of the Company's April and September 2014 public offerings of Series B Stock and common stock warrants. The common stock warrants expire on April 29, 2019.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001588047
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 5:11 PM ET
- Size
- 14.9 KB