4//SEC Filing
Zwerdling Jeffrey M. 4
Accession 0001588047-18-000005
CIK 0001527541other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 11:29 AM ET
Size
14.6 KB
Accession
0001588047-18-000005
Insider Transaction Report
Form 4
Zwerdling Jeffrey M.
Director
Transactions
- Award
Common Stock
2018-10-17$4.28/sh+5,724$24,499→ 69,065 total
Holdings
- 4,000(indirect: By Spouse)
Series D Cumulative Covertible Preferred Stock
Exercise: $16.96→ Common Stock (5,896 underlying) - 1,111(indirect: Held in profit sharing plan)
Common Stock
- 750(indirect: By Spouse)
Common Stock
- 1,000
Series D Cumulative Covertible Preferred Stock
Exercise: $16.96→ Common Stock (1,474 underlying) - 4,000(indirect: Held in profit sharing plan)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (2,500 underlying) - 10,000
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (6,250 underlying) - 12,000
Common Stock Warrants
Exercise: $44.00→ Common Stock (1,500 underlying) - 4,800(indirect: Held in profit sharing plan)
Common Stock Warrants
Exercise: $44.00→ Common Stock (600 underlying)
Footnotes (4)
- [F1]Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2018.
- [F2]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
- [F3]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
- [F4]The common stock warrants are exercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001588047
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 11:29 AM ET
- Size
- 14.6 KB