4//SEC Filing
DEAN FOODS CO 4
Accession 0001588305-13-000016
CIK 0000931336operating
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 4:38 PM ET
Size
16.6 KB
Accession
0001588305-13-000016
Insider Transaction Report
Form 4
DAVIS TOM C
Director
Transactions
- Sale
Common Stock
2013-12-04$18.50/sh−27,577$510,180→ 8,636 total - Exercise/Conversion
Common Stock
2013-12-04$8.96/sh+17,353$155,483→ 36,213 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy NF707262)
2013-12-04−10,224→ 0 totalExercise: $12.60From: 2010-02-12Exp: 2020-02-12→ Common Stock (10,224 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy NF707326)
2013-12-04−17,353→ 0 totalExercise: $8.96From: 2011-02-18Exp: 2021-02-18→ Common Stock (17,353 underlying) - Exercise/Conversion
Common Stock
2013-12-04$12.60/sh+10,224$128,822→ 18,860 total
Footnotes (4)
- [F1]On August 26, 2013, the Common Stock of Dean Foods Company was adjusted to reflect a 1-for-2 reverse stock split. This line item reports the number of shares beneficially owned by the reporting person after adjustment for the reverse stock split, including the reporting person's receipt of cash in lieu of fractional shares.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.505, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]These option awards have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013.
- [F4]The options are fully vested and immediately exercisable upon grant.
Issuer
DEAN FOODS CO
CIK 0000931336
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000931336
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 4:38 PM ET
- Size
- 16.6 KB