DEAN FOODS CO 4
4 · DEAN FOODS CO · Filed Jan 8, 2014
Insider Transaction Report
Form 4
Devine Martin J
Chief Operating Officer,
Transactions
- Tax Payment
Common Stock
2014-01-06$17.61/sh−30,381$535,009→ 19,311 total - Exercise/Conversion
Common Stock
2014-01-06$15.50/sh+33,161$513,996→ 49,692 total - Exercise/Conversion
Incentive Stock Option (right to buy DF703024)
2014-01-06−1,465→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,465 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy VF700810)
2014-01-06−1,052→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,052 underlying) - Exercise/Conversion
Incentive Stock Option (Right to Buy VF700823)
2014-01-06−213→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (213 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy VF700825)
2014-01-06−1,328→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (1,328 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy DF703025)
2014-01-06−15,352→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (15,352 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy TF700173)
2014-01-06−2,240→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (2,240 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy TF700174)
2014-01-06−227→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (227 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy TF700972)
2014-01-06−2,828→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (2,828 underlying) - Exercise/Conversion
Incentive Stock Option (Right to Buy TF701766)
2014-01-06−455→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (455 underlying) - Exercise/Conversion
Incentive Stock Option (Right to Buy VF700807)
2014-01-06−688→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (688 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy VF700814)
2014-01-06−7,207→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (7,207 underlying) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy VF700828)
2014-01-06−106→ 0 totalExercise: $15.50From: 2005-01-13Exp: 2014-01-13→ Common Stock (106 underlying)
Footnotes (3)
- [F1]The reporting person exercised options totalling 33,161 shares of Common Stock of the Issuer. A total of 30,381shares were surrendered to satisfy the exercise price of such options and taxes associated with such exercise, resulting in the issuance of a total of 2,780 net shares of Common Stock.
- [F2]These option awards have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013.
- [F3]The shares of Common Stock subject to the Option vested annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date, subject to the terms and conditions of the award agreement.