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STEIN MART INC 4

Accession 0001590503-16-000102

CIK 0000884940operating
View on SEC.govCompany Profile

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 12:27 PM ET

Size

22.5 KB

Accession

0001590503-16-000102

Insider Transaction Report

Form 4
Period: 2016-08-24
STEIN MART INCSMRT
Kleffner Gregory W
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2016-08-24$4.93/sh+600$2,958→ 249,288.41 total
  • Sale

    Common Stock

    2016-08-24$8.50/sh−900$7,650→ 248,388.41 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2016-08-25−100→ 48,630 total
    Exercise: $5.48Exp: 2019-07-31→ Common Stock (100 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2016-08-24−100→ 48,730 total
    Exercise: $5.48Exp: 2019-07-31→ Common Stock (100 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2016-08-25−400→ 161,766 total
    Exercise: $4.93Exp: 2022-08-08→ Common Stock (400 underlying)
  • Exercise/Conversion

    Common Stock

    2016-08-25$5.48/sh+100$548→ 248,388.41 total
  • Sale

    Common Stock

    2016-08-24$8.51/sh−100$851→ 248,288.41 total
  • Sale

    Common Stock

    2016-08-25$8.50/sh−700$5,950→ 251,246.73 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2016-08-24−600→ 162,166 total
    Exercise: $4.93Exp: 2022-08-08→ Common Stock (600 underlying)
  • Exercise/Conversion

    Common Stock

    2016-08-24$5.48/sh+100$548→ 248,688.41 total
  • Exercise/Conversion

    Common Stock

    2016-08-25$4.93/sh+400$1,972→ 248,788.41 total
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2016.
  • [F2]Includes 3,158.32 shares acquired under the SMRT employee stock purchase plan in June 2016.
  • [F3]Option grant vested 33% on 07/31/12, 33% on 07/31/13 and 34% on 07/31/14.
  • [F4]Option grant vests 33% on 08/08/15, 33% on 08/08/16 and 34% on 08/08/17.

Documents

1 file

Issuer

STEIN MART INC

CIK 0000884940

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000884940

Filing Metadata

Form type
4
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 12:27 PM ET
Size
22.5 KB
View on SEC.gov