STEIN MART INC 4
4 · STEIN MART INC · Filed Aug 26, 2016
Insider Transaction Report
Form 4
STEIN MART INCSMRT
Kleffner Gregory W
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2016-08-24$4.93/sh+600$2,958→ 249,288.41 total - Sale
Common Stock
2016-08-24$8.50/sh−900$7,650→ 248,388.41 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-08-25−100→ 48,630 totalExercise: $5.48Exp: 2019-07-31→ Common Stock (100 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2016-08-24−100→ 48,730 totalExercise: $5.48Exp: 2019-07-31→ Common Stock (100 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2016-08-25−400→ 161,766 totalExercise: $4.93Exp: 2022-08-08→ Common Stock (400 underlying) - Exercise/Conversion
Common Stock
2016-08-25$5.48/sh+100$548→ 248,388.41 total - Sale
Common Stock
2016-08-24$8.51/sh−100$851→ 248,288.41 total - Sale
Common Stock
2016-08-25$8.50/sh−700$5,950→ 251,246.73 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-08-24−600→ 162,166 totalExercise: $4.93Exp: 2022-08-08→ Common Stock (600 underlying) - Exercise/Conversion
Common Stock
2016-08-24$5.48/sh+100$548→ 248,688.41 total - Exercise/Conversion
Common Stock
2016-08-25$4.93/sh+400$1,972→ 248,788.41 total
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2016.
- [F2]Includes 3,158.32 shares acquired under the SMRT employee stock purchase plan in June 2016.
- [F3]Option grant vested 33% on 07/31/12, 33% on 07/31/13 and 34% on 07/31/14.
- [F4]Option grant vests 33% on 08/08/15, 33% on 08/08/16 and 34% on 08/08/17.