4//SEC Filing
Surgical Care Affiliates, Inc. 4
Accession 0001590503-16-000117
CIK 0001411574operating
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 2:55 PM ET
Size
14.7 KB
Accession
0001590503-16-000117
Insider Transaction Report
Form 4
Clark Joseph T
Chief Development Officer
Transactions
- Tax Payment
Common Stock
2016-09-17$40.68/sh−2,350$95,598→ 53,122 total
Holdings
- 6,098
Options to Purchase Common Stock
Exercise: $13.94Exp: 2022-03-06→ Common Stock (6,098 underlying) - 22,692
Options to Purchase Common Stock
Exercise: $38.35Exp: 2025-06-04→ Common Stock (22,692 underlying) - 18,292
Options to Purchase Common Stock
Exercise: $11.48Exp: 2022-03-06→ Common Stock (18,292 underlying) - 30,152
Options to Purchase Common Stock
Exercise: $29.02Exp: 2024-09-17→ Common Stock (30,152 underlying) - 53,658
Options to Purchase Common Stock
Exercise: $12.41Exp: 2023-05-06→ Common Stock (53,658 underlying) - 17,237
Options to Purchase Common Stock
Exercise: $41.25Exp: 2026-03-02→ Common Stock (17,237 underlying)
Footnotes (8)
- [F1]Represents shares of Common Stock withheld by the issuer to satisfy tax withholding obligations incident to the vesting and settlement on September 17, 2016 of restricted stock units of the issuer previously issued in accordance with Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Such deemed disposition is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(e).
- [F2]Includes 37,242 shares of Common Stock underlying restricted stock units ("RSUs") of the issuer. All of the RSUs vest on the following schedule and are settled on each applicable vesting date: 3,334 RSUs vesting on March 2, 2017, 4,237 RSUs vesting on June 4, 2017, 5,599 RSUs vesting on September 17, 2017, 3,333 RSUs vesting on March 2, 2018, 4,237 RSUs vesting on June 4, 2018, 5,599 RSUs vesting on September 17, 2018, 3,333 RSUs vesting on March 2, 2019, 4,237 RSUs vesting on June 4, 2019 and 3,333 RSUs vesting on March 2, 2020.
- [F3]All of the options are time-based options which, as of March 6, 2013, were fully vested.
- [F4]All of the options are time-based options which, as of March 6, 2016, were fully vested.
- [F5]The option provides for vesting in equal annual installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
- [F6]The option provides for vesting in equal annual installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
- [F7]The option provides for vesting in equal annual installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.
- [F8]The option provides for vesting in equal annual installments on March 2, 2017, March 2, 2018, March 2, 2019 and March 2, 2020.
Documents
Issuer
Surgical Care Affiliates, Inc.
CIK 0001411574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411574
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 2:55 PM ET
- Size
- 14.7 KB