4//SEC Filing
Surgical Care Affiliates, Inc. 4
Accession 0001590503-17-000055
CIK 0001411574operating
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 4:59 PM ET
Size
11.5 KB
Accession
0001590503-17-000055
Insider Transaction Report
Form 4
De Weerdt Tom
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2017-03-02$56.64/sh−1,097$62,134→ 29,910 total - Award
Common Stock
2017-03-02+7,768→ 37,678 total - Award
Options to Purchase Common Stock
2017-03-02+9,214→ 9,214 totalExercise: $56.64Exp: 2027-03-02→ Common Stock (9,214 underlying)
Holdings
- 13,792
Options to Purchase Common Stock
Exercise: $41.25Exp: 2026-03-02→ Common Stock (13,792 underlying)
Footnotes (6)
- [F1]Represents shares of Common Stock withheld by the issuer to satisfy tax withholding obligations incident to the vesting and settlement on March 2, 2017 of restricted stock units of the issuer previously issued in accordance with Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Such deemed disposition is exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(e).
- [F2]Grant of restricted stock units of the issuer, vesting ratably in equal annual installments over a period of four years from March 2, 2017, pursuant to the Surgical Care Affiliates, Inc. 2016 Omnibus Long-Term Incentive Plan (the "Plan"), which is exempt under Rule 16b-3(d) of the Exchange Act.
- [F3]Includes 30,336 shares of Common Stock underlying restricted stock units ("RSUs") of the issuer, all of which are subject to time-based vesting. The RSUs vest on the following schedule and are settled on each applicable vesting date: 7,284 RSUs vesting on May 19, 2017, 4,609 RSUs vesting on March 2, 2018, 7,284 RSUs vesting on May 19, 2018, 4,609 RSUs vesting on March 2, 2019, 4,608 RSUs vesting on March 2, 2020 and 1,942 RSUs vesting on March 2, 2021.
- [F4]The option provides for vesting in equal annual installments on March 2, 2017, March 2, 2018, March 2, 2019 and March 2, 2020.
- [F5]Grant of options to purchase shares of Common Stock of the issuer pursuant to the Plan, which is exempt under Rule 16b-3(d) of the Exchange Act.
- [F6]The option provides for vesting in equal annual installments on March 2, 2018, March 2, 2019, March 2, 2020 and March 2, 2021.
Documents
Issuer
Surgical Care Affiliates, Inc.
CIK 0001411574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411574
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 4:59 PM ET
- Size
- 11.5 KB