Carter Stefani D 4

4 · Axos Financial, Inc. · Filed Nov 18, 2025

Form 4

Period: 2025-11-14

Director

Transactions

Exercise/Conversion
Common Stock
2025-11-14$79.12/sh+4,289$339,346→ 13,292 total
Exercise/Conversion
Restricted Stock Units
2025-11-14−4,289→ 0 total
→ Common Stock (4,289 underlying)
Disposition to Issuer
Common Stock
2025-11-14$79.12/sh−2,144$169,633→ 11,148 total
Award
Restricted Stock Units
2025-11-14+3,615→ 3,615 total
→ Common Stock (3,615 underlying)

Footnotes (7)

[F1]Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
[F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
[F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
[F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
[F5]The RSUs fully vest on the one year anniversary of the grant date.
[F6]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
[F7]The RSU's fully vest on January 3, 2027.

Documents

1 file