Hansen Carrie E. 4
4 · AssetMark Financial Holdings, Inc. · Filed Jun 12, 2023
Insider Transaction Report
Form 4
Hansen Carrie E.
EVP, Chief Operating Officer
Transactions
- Sale
Common Stock
2023-06-08$30.04/sh−3,318$99,673→ 157,548 total - Sale
Common Stock
2023-06-09$29.61/sh−855$25,317→ 156,693 total - Award
Common Stock
2023-06-08+37,892→ 160,866 total
Footnotes (2)
- [F1]Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the Issuer.
- [F2]Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.