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4//SEC Filing

Tullett Victoria J 4

Accession 0001592379-19-000029

CIK 0001592379other

Filed

May 27, 8:00 PM ET

Accepted

May 28, 5:35 PM ET

Size

24.9 KB

Accession

0001592379-19-000029

Insider Transaction Report

Form 4
Period: 2019-05-23
Tullett Victoria J
SVP of Talent and CLO
Transactions
  • Disposition from Tender

    Common Stock, par value $0.01 per share

    2019-05-23$6.45/sh35,029$225,9370 total
  • Other

    Stock Options (right to buy)

    2019-05-2350,5910 total
    Exercise: $11.00Exp: 2024-05-01Common Stock (50,591 underlying)
  • Other

    Stock Options (right to buy)

    2019-05-2318,1000 total
    Exercise: $13.45Exp: 2025-03-10Common Stock (18,100 underlying)
  • Disposition to Issuer

    Stock Options (right to buy)

    2019-05-23$2.48/sh36,900$91,5120 total
    Exercise: $3.97Exp: 2027-03-09Common Stock (36,900 underlying)
  • Disposition from Tender

    Common Stock, par value $0.01 per share

    2019-05-23$6.45/sh215$1,3870 total(indirect: By Children)
  • Other

    Stock Options (right to buy)

    2019-05-2315,6300 total
    Exercise: $10.90Exp: 2026-03-03Common Stock (15,630 underlying)
  • Disposition to Issuer

    Stock Options (right to buy)

    2019-05-23$1.50/sh25,000$37,5000 total
    Exercise: $4.95Exp: 2028-04-24Common Stock (25,000 underlying)
  • Disposition to Issuer

    Performance Share Units

    2019-05-23$6.45/sh9,262$59,7400 total
    Exercise: $0.00Common Stock (9,262 underlying)
  • Other

    Stock Options (right to buy)

    2019-05-239,1990 total
    Exercise: $11.85Exp: 2024-03-11Common Stock (9,199 underlying)
  • Disposition to Issuer

    Stock Options (right to buy)

    2019-05-23$1.70/sh27,669$47,0370 total
    Exercise: $4.75Exp: 2029-01-01Common Stock (27,669 underlying)
Footnotes (4)
  • [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.
  • [F2]Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).
  • [F3]Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.
  • [F4]Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.

Issuer

Papa Murphy's Holdings, Inc.

CIK 0001592379

Entity typeother

Related Parties

1
  • filerCIK 0001606719

Filing Metadata

Form type
4
Filed
May 27, 8:00 PM ET
Accepted
May 28, 5:35 PM ET
Size
24.9 KB