4//SEC Filing
Virtu Employee Holdco LLC 4
Accession 0001592386-21-000046
CIK 0001592386other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 5:10 PM ET
Size
11.3 KB
Accession
0001592386-21-000046
Insider Transaction Report
Form 4
Virtu Employee Holdco LLC
Director10% OwnerOther
Transactions
- Disposition to Issuer
Non-voting common interest units of Virtu Financial LLC
2021-08-10−28,310→ 4,657,175 total→ Class A common stock (28,310 underlying) - Disposition to Issuer
Class C common stock
2021-11-08−4,000→ 4,653,175 total - Disposition to Issuer
Class C common stock
2021-08-10−28,310→ 4,657,175 total - Disposition to Issuer
Non-voting common interest units of Virtu Financial LLC
2021-11-08−4,000→ 4,653,175 total→ Class A common stock (4,000 underlying)
Footnotes (2)
- [F1]Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).
- [F2]Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
Documents
Issuer
Virtu Financial, Inc.
CIK 0001592386
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001637470
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 5:10 PM ET
- Size
- 11.3 KB