Galvin Sean 4

4 · Virtu Financial, Inc. · Filed Feb 7, 2023

Form 4

Period: 2022-08-12

CFO

Transactions

Exercise/Conversion
Class A common stock
2022-08-12+4,412→ 11,819 total
Exercise/Conversion
Class A common stock
2023-02-03+2,341→ 14,160 total
Tax Payment
Class A common stock
2023-02-03−844→ 13,316 total
Tax Payment
Class A common stock
2023-02-03−5,408→ 22,908 total
Award
Class A common stock
2023-02-03+6,593→ 29,501 total
Exercise/Conversion
Restricted Stock Unit
2022-08-12−4,412→ 56,436 total
→ Class A common stock (4,412 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-02-03−2,341→ 63,983 total
→ Class A common stock (2,341 underlying)
Exercise/Conversion
Class A common stock
2023-02-03+15,000→ 28,316 total
Tax Payment
Class A common stock
2023-02-03−2,377→ 27,124 total
Award
Restricted Stock Unit
2023-02-03+9,888→ 66,324 total
→ Class A common stock (9,888 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-02-03−15,000→ 48,983 total
→ Class A common stock (15,000 underlying)

Footnotes (8)

[F1]Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
[F2]Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
[F3]Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $19.4164.
[F4]Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
[F5]The RSUs vested on August 12, 2022.
[F6]The RSUs vest in three equal annual installments on February 3, 2024, February 3, 2025, and February 3, 2026.
[F7]The RSUs vested on February 3, 2023.
[F8]The RSUs vested on February 3, 2023. An additional 30,000 RSUs will vest in equal installments on February 3, 2024 and February 3, 2025.

Documents

1 file