4//SEC Filing
Lee Cindy 4
Accession 0001592386-24-000091
CIK 0001592386other
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:03 PM ET
Size
8.6 KB
Accession
0001592386-24-000091
Insider Transaction Report
Form 4
Lee Cindy
Chief Financial Officer
Transactions
- Award
Restricted Stock Unit
2024-08-01+35,000→ 58,043 total→ Class A common stock (35,000 underlying)
Holdings
- 4,760(indirect: See footnote)
Non-voting common interest units of Virtu Financial LLC
→ Class A common stock (4,760 underlying) - 3,776
Class A common stock
Footnotes (4)
- [F1]Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
- [F2]The RSUs vest on August 1, 2025, 2026 and 2027.
- [F3]Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
- [F4]By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of her pecuniary interest therein.
Documents
Issuer
Virtu Financial, Inc.
CIK 0001592386
Entity typeother
Related Parties
1- filerCIK 0002033153
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 5:03 PM ET
- Size
- 8.6 KB